ESMA Report on Marketing Requirements and Communications under CBDF Regulation
On 1 July 2021, ESMA submitted to the European Parliament, the Council and the European Commission its first report on national rules...
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ESMA Warns Firms Around 'Reverse Solicitation'
ESMA have today (13 January 2021) issued a reminder of the (MiFID II) rules regarding ‘reverse solicitation’ in the context of the recent...
Germany: Updated Guidance Note for Foreign UCITS Marketing in
Last month (November 2020), BaFin updated its Guidance Notice (2013) regarding the marketing of cross border EU UCITS in Germany.
In the...
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