ESMA Warns Firms Around 'Reverse Solicitation'
ESMA have today (13 January 2021) issued a reminder of the (MiFID II) rules regarding ‘reverse solicitation’ in the context of the recent...
About Me
Emma heads the Global Registration Services team within the Funds & Investment Management team in the Dublin office. She has particular expertise in the global distribution activities of UCITS and AIFs (private or public) in foreign markets, including Europe, Asia Pacific, the Americas and the Middle East. Emma regularly advises promoters, fund managers and investment banks which operate UCITS, ETFs and AIFs on the initial registration process together with ongoing compliance, maintenance and filing requirements to ensure compliance with all relevant local regulatory and where relevant, exchange obligations.
Emma Conaty's Passles
Most Read
Germany: Updated Guidance Note for Foreign UCITS Marketing in
Last month (November 2020), BaFin updated its Guidance Notice (2013) regarding the marketing of cross border EU UCITS in Germany.
In the...
Singapore - Further Amendments to Regulations
On 8 October 2018, MAS published amended versions of Securities and Futures Act (Chapter 289) (the "SFA"), Securities and Futures (Offers...
Finland: Revised Processing Fees effective 1 September 2018
The Financial Supervisory Authority of Finland (FIN-FSA) recently issued a new schedule of processing fees, effective from 1 September...
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at [email protected]